Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Isaih Tylor Levengood | 7582426 | 6 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Harris Samuels | 5954356 | 1 | 06/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Lea Giordano-Manno | 3049271 | 1 | 05/17/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Consuelo Miller | 7697057 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Bruce White | 6605365 | 1 | 03/27/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Brendan Ledwidge | 3014837 | 1 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maggie E Dutton | 3008745 | 1 | 03/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jayson Durand Judy | 5913529 | 1 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| El Kyle Brooks | 4640829 | 3 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wilder Saint-Velus | 5775200 | 2 | 11/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |