Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nikki McCauley | 4989207 | 1 | 03/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peyton Silas Pettus | 4289431 | 2 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Stansell Hendrix | 4544312 | 1 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Jay Cordell | 4852416 | 1 | 11/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erin Dale Schwan | 5757262 | 2 | 01/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edmundo Garcia | 6327449 | 2 | 09/12/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pablo Elizardo Sanchez | 4914753 | 1 | 02/12/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Troy Lee Gonzales | 3027219 | 1 | 02/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hubert Ray Parish | 4726252 | 1 | 05/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Dennis Lindsey | 2156933 | 3 | 12/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |