Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Michael Ellis | 4115192 | 2 | 10/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Davis Johnson | 4772003 | 3 | 09/27/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hayward Warren Hargrove | 6438134 | 1 | 09/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garrett David Schafer | 5659719 | 1 | 08/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kory Joseph Wagonmaker | 6603932 | 1 | 07/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Keith Johnson | 6381776 | 1 | 07/03/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Andrew Sanchez | 5625993 | 1 | 07/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Dean Lemmert | 6501013 | 1 | 05/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Clement Piscitelli | 6110840 | 1 | 04/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Yvonne Vella | 3009621 | 1 | 04/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |