Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Virginia Chan | 6441827 | 1 | 04/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Keith Demmer | 6439339 | 2 | 04/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Odis Wellington Hawkins | 6418231 | 1 | 04/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Lynwood-Louis Meier | 5268837 | 1 | 04/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Holly Thomason | 6067959 | 1 | 03/31/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Ian Williams | 4023661 | 1 | 03/25/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darin Michael McCullough | 5991616 | 1 | 03/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robertson Ngunyi Ndegwa | 6260421 | 1 | 03/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wilder Saint-Velus | 5775200 | 2 | 03/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randal Allen Reeves | 3061874 | 1 | 03/04/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |