Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley Clayton Hamilton | 5546613 | 1 | 07/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Scott Parker | 5364614 | 1 | 07/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael David Freemyer | 6063731 | 1 | 06/12/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Todd Bradley | 4597332 | 1 | 06/04/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kraig Thomas Streetman | 6118259 | 1 | 06/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Ryan Dunn | 5926396 | 1 | 05/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Blake Leggett | 5010785 | 1 | 05/19/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vic K Hillman | 6009370 | 1 | 05/19/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Louise Holstein | 6397236 | 1 | 05/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Martin | 2424956 | 1 | 05/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |