Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Allen Hancock | 2999140 | 2 | 04/29/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paula Alicia Miller | 4289811 | 1 | 04/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Dinh Nguyen | 4377760 | 1 | 04/24/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Ryan Post | 4044112 | 2 | 02/01/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Scott Marxer | 2816890 | 3 | 04/01/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darwyn Shea Boston | 2359318 | 1 | 05/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Sean Barrios | 2534409 | 2 | 12/09/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jamie Joe Reynolds | 4852015 | 2 | 07/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Trung van Nguyen | 5749825 | 2 | 04/30/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Anthony Jung | 4555142 | 2 | 08/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |