Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Rosco Monday | 4306626 | 1 | 08/07/2008 | Customer Dispute | Denied | $7,112.00 | $0.00 | See FINRA Report |
| Stephen Joseph Vargo | 2702092 | 1 | 06/26/2008 | Customer Dispute | Denied | $16,499.60 | $0.00 | See FINRA Report |
| Wilfredo Mendez Morales | 3105243 | 3 | 05/15/2008 | Customer Dispute | Denied | $1,047.07 | $0.00 | See FINRA Report |
| Harvey William Dash | 1339522 | 4 | 08/15/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Keith W Hurst | 3084899 | 1 | 07/14/2006 | Customer Dispute | Denied | $4,200.00 | $0.00 | See FINRA Report |
| Amin Brent Antoine | 3151158 | 3 | 04/19/2006 | Customer Dispute | Denied | $21,008.30 | $0.00 | See FINRA Report |
| Anthony Charles Capraro III | 1920107 | 1 | 03/07/2005 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Christopher Mark Fleming | 3113366 | 1 | 09/11/2003 | Customer Dispute | Denied | $287,000.00 | $0.00 | See FINRA Report |
| Kelly Jay Burns | 3242984 | 2 | 07/11/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Carol Jan Alford | 2619104 | 1 | 03/19/2003 | Customer Dispute | Denied | $25,995.00 | $0.00 | See FINRA Report |