Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Matthew Burris | 2008429 | 1 | 11/01/2002 | Customer Dispute | Settled | $13,825.90 | $0.00 | See FINRA Report |
| Timothy James Peiffer | 1768018 | 1 | 07/29/2002 | Customer Dispute | Denied | $5,217.15 | $0.00 | See FINRA Report |
| Diana Devito | 3061205 | 1 | 05/06/2002 | Customer Dispute | Settled | $25,675.30 | $0.00 | See FINRA Report |
| Amin Brent Antoine | 3151158 | 3 | 03/28/2002 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Robert Dennis Lindsey | 2156933 | 3 | 12/05/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| John Robert McAulay | 2698671 | 2 | 08/23/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Victor W Pulizzano | 1053522 | 1 | 11/16/2000 | Customer Dispute | Settled | $18,500.00 | $0.00 | See FINRA Report |
| Sergio Fausto Bio | 2424416 | 2 | 02/14/2000 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Gerald Michael Garcia | 1783471 | 1 | 02/07/1999 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Robert Wayne Williams | 3012872 | 2 | 12/18/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |