Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Matthew Hill | 4186720 | 8 | 10/27/2004 | Customer Dispute | Settled | $10,565.10 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 10/27/2004 | Customer Dispute | Settled | $5,904.46 | $0.00 | See FINRA Report |
| Brian Michael Gross | 2761029 | 1 | 06/07/2004 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Christopher Mark Fleming | 3113366 | 1 | 09/11/2003 | Customer Dispute | Denied | $287,000.00 | $0.00 | See FINRA Report |
| Peter John Piotrowski | 4476760 | 1 | 07/15/2003 | Customer Dispute | Withdrawn | $5,064.00 | $0.00 | See FINRA Report |
| Kelly Jay Burns | 3242984 | 2 | 07/11/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Joshua Ryan Post | 4044112 | 2 | 04/15/2003 | Customer Dispute | Award / Judgment | $9,000.00 | $2,500.00 | See FINRA Report |
| Carol Jan Alford | 2619104 | 1 | 03/19/2003 | Customer Dispute | Denied | $25,995.00 | $0.00 | See FINRA Report |
| Dustin Matthew Hill | 4186720 | 8 | 03/18/2003 | Customer Dispute | Settled | $31,075.00 | $0.00 | See FINRA Report |
| Harvey William Dash | 1339522 | 4 | 01/30/2003 | Customer Dispute | Denied | $15,116.40 | $0.00 | See FINRA Report |