Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dennis Lindsey | 2156933 | 3 | 01/12/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Wilfredo Mendez Morales | 3105243 | 3 | 10/27/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Harvey William Dash | 1339522 | 4 | 09/30/2008 | Customer Dispute | Denied | $11,940.00 | $0.00 | See FINRA Report |
| Curtis Rosco Monday | 4306626 | 1 | 08/07/2008 | Customer Dispute | Denied | $7,112.00 | $0.00 | See FINRA Report |
| Stephen Joseph Vargo | 2702092 | 1 | 06/26/2008 | Customer Dispute | Denied | $16,499.60 | $0.00 | See FINRA Report |
| Wilfredo Mendez Morales | 3105243 | 3 | 05/15/2008 | Customer Dispute | Denied | $1,047.07 | $0.00 | See FINRA Report |
| Linda Fay Despain | 3012020 | 1 | 11/02/2007 | Customer Dispute | Settled | $13,485.30 | $0.00 | See FINRA Report |
| Harvey William Dash | 1339522 | 4 | 08/15/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Keith W Hurst | 3084899 | 1 | 07/14/2006 | Customer Dispute | Denied | $4,200.00 | $0.00 | See FINRA Report |
| John L Spears | 2377530 | 1 | 06/09/2006 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |