Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Russell | 6339616 | 2 | 08/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk Michael Buchholz | 4770951 | 1 | 01/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Pignataro | 4280518 | 2 | 05/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Mathews | 5138613 | 2 | 05/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Till | 5138606 | 1 | 04/26/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ken Anh Tran | 6327738 | 1 | 03/07/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamie Joe Reynolds | 4852015 | 2 | 02/22/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Earl Slater | 4917295 | 1 | 01/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Copat | 2795108 | 2 | 12/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Renee Rodriguez | 6616191 | 2 | 12/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |