Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trevor James Butcher | 5522155 | 1 | 04/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Stephen Knox | 4169456 | 1 | 03/20/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Heath | 6299609 | 1 | 09/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesus Humberto Herrera Juarez | 7504951 | 2 | 07/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mayobane Hernandez | 4314699 | 1 | 06/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Michael Crandall | 7712690 | 1 | 06/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Patrick Esse | 6289819 | 1 | 12/24/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jimmy Alvarez | 6558373 | 1 | 11/20/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexis Paul Rivera | 5189676 | 1 | 06/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Glen Vallee | 6069517 | 1 | 03/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |