Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Buck | 7701592 | 1 | 11/21/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicco Vella | 7795809 | 1 | 04/12/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott William Case | 6438680 | 1 | 12/24/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leigh Ann Greene | 6493407 | 1 | 04/14/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Wuest | 7488573 | 1 | 01/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erynn Kathleen Nelson | 7641637 | 1 | 01/08/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fernando Martinez | 7854629 | 1 | 11/24/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Katherine Carl | 7676594 | 2 | 09/19/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bethany Bell | 7700161 | 1 | 08/02/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Katherine Carl | 7676594 | 2 | 04/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |