Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Tatro | 5277282 | 3 | 06/15/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter T Fuszard | 6395356 | 1 | 05/22/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtiss Ray Smith | 4639936 | 1 | 04/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Scott Lugge | 3012977 | 1 | 11/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Allen Keller | 4683737 | 1 | 12/14/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Beverly Spearman Benson | 3028052 | 1 | 06/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Fujan | 3028197 | 1 | 06/26/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Wilkins | 3046272 | 1 | 02/19/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Mikszan | 1857555 | 2 | 10/15/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Malcolm Fortier | 3027744 | 1 | 04/04/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |