Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John L Spears | 2377530 | 1 | 06/09/2006 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Ronald Gregory Snyder | 1298960 | 1 | 04/04/2005 | Customer Dispute | Closed-No Action | $8,003.97 | $0.00 | See FINRA Report |
| Gerald Michael Garcia | 1783471 | 1 | 02/07/1999 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |