Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marshall William Bertoldi | 1609786 | 2 | 08/29/2000 | Customer Dispute | Settled | $178,558.00 | $0.00 | See FINRA Report |
William Benjamin Love | 6612068 | 1 | 01/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffrey Michael Dilthey | 4982290 | 1 | 06/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Colin O'Neil | 4573413 | 1 | 10/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Peggy Kristen Forsberg | 4897380 | 1 | 07/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Chris Birmingham | 5847919 | 1 | 02/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jon Christopher Laforce | 2774456 | 1 | 07/21/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Erick Carlos Caledonia | 3072575 | 1 | 06/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Crawford Logan | 1921460 | 1 | 01/23/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Salvatore Paul Sutera | 1968254 | 2 | 10/05/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |