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FINRA Broker Disclosures for Voya Financial Partners, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Partners, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 72 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Peter Allum7005628112/27/2014FinancialFinal$0.00$0.00See FINRA Report
Louis Luke Poussard4681892110/29/2014Customer DisputeClosed-No Action$95,000.00$0.00See FINRA Report
Jennifer Lynn Rader7117813110/23/2014FinancialFinal$0.00$0.00See FINRA Report
Marie Catherine Whelan4383404110/02/2014Judgment / Lien$0.00$0.00See FINRA Report
Phyllis Rivard Miller1965824501/06/2012Judgment / Lien$0.00$0.00See FINRA Report
Janet J Egbarin5919535307/06/2011Judgment / Lien$0.00$0.00See FINRA Report
Phyllis Rivard Miller1965824506/01/2010Judgment / Lien$0.00$0.00See FINRA Report
Phyllis Rivard Miller1965824506/18/2009Judgment / Lien$0.00$0.00See FINRA Report
Phyllis Rivard Miller1965824509/22/2008Judgment / Lien$0.00$0.00See FINRA Report
Phyllis Rivard Miller1965824507/14/2008Judgment / Lien$0.00$0.00See FINRA Report

72 Results

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