Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Peter Allum | 7005628 | 1 | 12/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Louis Luke Poussard | 4681892 | 1 | 10/29/2014 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
Jennifer Lynn Rader | 7117813 | 1 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marie Catherine Whelan | 4383404 | 1 | 10/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Phyllis Rivard Miller | 1965824 | 5 | 01/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Janet J Egbarin | 5919535 | 3 | 07/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Phyllis Rivard Miller | 1965824 | 5 | 06/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Phyllis Rivard Miller | 1965824 | 5 | 06/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Phyllis Rivard Miller | 1965824 | 5 | 09/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Phyllis Rivard Miller | 1965824 | 5 | 07/14/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |