Our Staff has compiled our research into a database of FINRA Broker Disclosures for Smith, Moore & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Howard Bray | 2673259 | 2 | 06/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Howard Bray | 2673259 | 2 | 08/11/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur George Odell | 1103872 | 1 | 10/31/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |