Our Staff has compiled our research into a database of FINRA Broker Disclosures for Herbert J. Sims & Co, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Salles | 1468194 | 6 | 12/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Weston Leimbach | 5647518 | 1 | 07/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Meyer Cheikin | 869974 | 2 | 07/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Salles | 1468194 | 6 | 08/03/2001 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Robert Alan Salles | 1468194 | 6 | 03/17/2001 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Patrick Allen Richard | 1199535 | 1 | 06/09/1999 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Lawrence Michael Wielgus | 726172 | 1 | 03/07/1990 | Customer Dispute | Award / Judgment | $146,315.00 | $24,045.80 | See FINRA Report |