Our Staff has compiled our research into a database of FINRA Broker Disclosures for Herbert J. Sims & Co, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan David Jarow | 4931964 | 1 | 06/27/2012 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Michael Justin Corbett | 2958145 | 2 | 02/09/2012 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Michael Braden Golembiesky | 4498169 | 3 | 07/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Braden Golembiesky | 4498169 | 3 | 02/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Duffy Ford | 1198575 | 2 | 07/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Garrettson | 871896 | 2 | 04/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Reed Torre | 2468367 | 1 | 03/07/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Patrick Garrettson | 871896 | 2 | 11/28/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Meyer Cheikin | 869974 | 2 | 04/22/2005 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| Robert Alan Salles | 1468194 | 6 | 12/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |