Our Staff has compiled our research into a database of FINRA Broker Disclosures for SRT Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maryann Carone | 1989514 | 3 | 04/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Noel Epstein | 4550908 | 1 | 05/24/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maryann Carone | 1989514 | 3 | 11/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maryann Carone | 1989514 | 3 | 03/10/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harry Stanley Silver | 1994959 | 3 | 02/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edgar Edmund Puzio | 4909619 | 1 | 12/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harry Stanley Silver | 1994959 | 3 | 06/03/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Stanley Silver | 1994959 | 3 | 05/20/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Rory Tobias | 1267337 | 1 | 08/28/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Anthony Radez | 4563842 | 1 | 03/31/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |