Our Staff has compiled our research into a database of FINRA Broker Disclosures for LEK Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Frederik Lek | 4672129 | 4 | 09/09/2022 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Frederik Lek | 4672129 | 4 | 03/15/2021 | Customer Dispute | Pending | $24,000,000.00 | $0.00 | See FINRA Report |
| Charles Frederik Lek | 4672129 | 4 | 11/18/2020 | Customer Dispute | Settled | $244,370.00 | $0.00 | See FINRA Report |
| Charles Frederik Lek | 4672129 | 4 | 03/27/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |