Our Staff has compiled our research into a database of FINRA Broker Disclosures for Livermore Trading Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Jr MacGilvray | 1668522 | 4 | 10/05/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Jr MacGilvray | 1668522 | 4 | 03/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Jr MacGilvray | 1668522 | 4 | 01/17/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Rowe | 2559751 | 1 | 05/18/1998 | Customer Dispute | Settled | $121,448.00 | $0.00 | See FINRA Report |
| James Jr MacGilvray | 1668522 | 4 | 06/02/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |