Our Staff has compiled our research into a database of FINRA Broker Disclosures for Russell Investments Implementation Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Alan Romey | 5713968 | 1 | 04/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Michael Rasmussen | 5279185 | 1 | 03/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William John McQuade | 5920100 | 1 | 11/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robinson Leverett | 4029582 | 2 | 07/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robinson Leverett | 4029582 | 2 | 11/09/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |