Our Staff has compiled our research into a database of FINRA Broker Disclosures for Prime Executions, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Doyle | 1724233 | 1 | 05/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jon Vincent Rogers | 2378329 | 6 | 03/30/2000 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
| Jon Vincent Rogers | 2378329 | 6 | 03/29/2000 | Customer Dispute | Settled | $878,000.00 | $0.00 | See FINRA Report |
| Jon Vincent Rogers | 2378329 | 6 | 01/27/2000 | Customer Dispute | Settled | $232,000.00 | $0.00 | See FINRA Report |
| Jon Vincent Rogers | 2378329 | 6 | 12/12/1999 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Jon Vincent Rogers | 2378329 | 6 | 12/08/1999 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |
| Jon Vincent Rogers | 2378329 | 6 | 11/09/1999 | Customer Dispute | Settled | $430,000.00 | $0.00 | See FINRA Report |
| Joseph Mattarelliano | 2895289 | 1 | 10/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Casey | 4308621 | 1 | 10/31/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |