Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Heartland Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicholas Andrew Hester | 4382344 | 1 | 01/03/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Troy Lee Thompson | 1873172 | 1 | 03/11/2016 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
Nan Solt Lesnick | 832364 | 2 | 10/06/2014 | Customer Dispute | Settled | $7,800.00 | $0.00 | See FINRA Report |
Fady Youssef Chaccour | 2195970 | 3 | 08/04/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Fady Youssef Chaccour | 2195970 | 3 | 07/17/2014 | Customer Dispute | Settled | $46,394.10 | $0.00 | See FINRA Report |
Toni Marie Sams | 3150136 | 1 | 10/09/2012 | Customer Dispute | Settled | $7,043.72 | $0.00 | See FINRA Report |
Julius Joseph Anderson | 1135890 | 1 | 05/20/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
David Michael Hoff | 1058737 | 1 | 05/20/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
Carrie Elizabeth Baalman | 2379904 | 1 | 05/20/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
Zeonia Marie Christy | 4067924 | 1 | 05/20/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |