Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vectorglobal Wmg. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monica Cleves | 4668953 | 1 | 02/27/2012 | Customer Dispute | Settled | $4,545.00 | $0.00 | See FINRA Report |
| Marisel Velez | 1719900 | 3 | 09/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sonia Maria Fernandez | 4130144 | 3 | 11/27/2007 | Customer Dispute | Withdrawn | $7,302.50 | $0.00 | See FINRA Report |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 09/14/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 06/18/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 11/23/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Juan Manuel Ramos Fernandez | 1702099 | 4 | 10/09/1987 | Customer Dispute | Settled | $46,903.90 | $0.00 | See FINRA Report |