Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vectorglobal Wmg. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alejandro Gustavo Escanellas Mayans | 4457831 | 1 | 11/17/2014 | Customer Dispute | Denied | $24,642.00 | $0.00 | See FINRA Report |
| Marisel Velez | 1719900 | 3 | 05/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gina Patricia Perez Troncoso | 4734583 | 1 | 03/31/2014 | Customer Dispute | Denied | $209,312.00 | $0.00 | See FINRA Report |
| Stanley Edgar Freed | 5838850 | 1 | 02/28/2014 | Customer Dispute | Denied | $66,200.00 | $0.00 | See FINRA Report |
| Marisel Velez | 1719900 | 3 | 02/13/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maximiliano Andres Contador | 4848825 | 1 | 01/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karim Jacob Pichara | 5838866 | 1 | 01/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cristobal Andres Nelson | 5838864 | 1 | 01/03/2014 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Italo Martin Reverditto Barrera | 4170292 | 2 | 03/22/2013 | Customer Dispute | Denied | $18,119.60 | $0.00 | See FINRA Report |
| Roxana Guglielmin | 5814155 | 1 | 03/18/2013 | Customer Dispute | Denied | $8,187.00 | $0.00 | See FINRA Report |