Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vectorglobal Wmg. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monica Cleves | 4668953 | 2 | 05/22/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jacobo Jose de Leon Cisneros | 5711975 | 1 | 05/15/2019 | Customer Dispute | Settled | $5,136.00 | $0.00 | See FINRA Report |
| Carlos Arturo Morales | 5086692 | 1 | 02/23/2018 | Customer Dispute | Denied | $18,426.80 | $0.00 | See FINRA Report |
| Pablo Alvarez | 3126012 | 1 | 09/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Enrique Bernardo Lara | 5047817 | 2 | 11/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gibran Jose Abdala Hadad | 6128533 | 1 | 10/12/2016 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Patricio Jacobo Bergmann | 5123388 | 1 | 11/18/2015 | Customer Dispute | Denied | $589,729.00 | $0.00 | See FINRA Report |
| Fabiana da Silva Knack | 5832322 | 1 | 10/08/2015 | Customer Dispute | Denied | $28,957.70 | $0.00 | See FINRA Report |
| Enrique Bernardo Lara | 5047817 | 2 | 08/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carmen Cecilia Lecca | 4920626 | 1 | 02/04/2015 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |