Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vectorglobal Wmg. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria P Acevez Perez | 2981386 | 1 | 03/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sonia Maria Fernandez | 4130144 | 3 | 09/27/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sonia Maria Fernandez | 4130144 | 3 | 10/13/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Arturo Morales | 5086692 | 1 | 02/23/2018 | Customer Dispute | Denied | $18,426.80 | $0.00 | See FINRA Report |
| Pablo Alvarez | 3126012 | 1 | 09/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gibran Jose Abdala Hadad | 6128533 | 1 | 10/12/2016 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Italo Martin Reverditto Barrera | 4170292 | 2 | 01/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricio Jacobo Bergmann | 5123388 | 1 | 11/18/2015 | Customer Dispute | Denied | $589,729.00 | $0.00 | See FINRA Report |
| Carmen Cecilia Lecca | 4920626 | 1 | 02/04/2015 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Egberto Fernando Gutierrez | 4734585 | 1 | 01/19/2015 | Customer Dispute | Denied | $103,016.00 | $0.00 | See FINRA Report |