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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Colin Jeremiah Healy4672687406/14/2023RegulatoryFinal$0.00$0.00See FINRA Report
Colin Jeremiah Healy4672687406/21/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark Steven Wojcinski6332958403/18/2020Judgment / Lien$0.00$0.00See FINRA Report
Gregg D Jensen5201206209/26/2019Customer DisputeDenied$24,365.00$0.00See FINRA Report
Mark Steven Wojcinski6332958409/03/2019Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mark Steven Wojcinski6332958404/10/2018Judgment / Lien$0.00$0.00See FINRA Report
Mark Steven Wojcinski6332958410/17/2017Judgment / Lien$0.00$0.00See FINRA Report
Gregg D Jensen5201206208/14/2015Customer DisputeSettled$5,133.92$0.00See FINRA Report
Colin Jeremiah Healy4672687409/25/2008Customer DisputeSettled$24,606.30$0.00See FINRA Report
Colin Jeremiah Healy4672687406/10/2007Customer DisputeDenied$0.00$0.00See FINRA Report

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