Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Christian Cuomo | 2587130 | 1 | 05/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert George Dunbar | 5663056 | 5 | 06/10/2020 | Customer Dispute | Settled | $2,528,330.00 | $0.00 | See FINRA Report |
| Robert George Dunbar | 5663056 | 5 | 09/09/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Dunbar | 5663056 | 5 | 02/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Dunbar | 5663056 | 5 | 08/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert George Dunbar | 5663056 | 5 | 06/06/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |