Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Steven Wheeler | 1157403 | 9 | 05/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 05/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 02/25/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 08/06/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 03/29/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 04/22/1999 | Customer Dispute | Award / Judgment | $111,000.00 | $50,000.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 03/15/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 03/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Wheeler | 1157403 | 9 | 12/28/1990 | Customer Dispute | Settled | $129,500.00 | $0.00 | See FINRA Report |