Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jenee C Peters | 4729371 | 5 | 11/19/2012 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Jenee C Peters | 4729371 | 5 | 03/08/2012 | Customer Dispute | Denied | $58,232.00 | $0.00 | See FINRA Report |
| John Cimino | 4757028 | 2 | 03/24/2009 | Customer Dispute | Closed-No Action | $27,054.00 | $0.00 | See FINRA Report |
| Michael J Iacampo | 2166371 | 3 | 07/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael J Iacampo | 2166371 | 3 | 08/30/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Craig Daniel Price | 1851712 | 7 | 11/20/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Craig Daniel Price | 1851712 | 7 | 08/02/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Craig Daniel Price | 1851712 | 7 | 03/01/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Richard Calhoun | 2322340 | 1 | 12/15/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |