Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Cimino | 4757028 | 2 | 09/13/2023 | Customer Dispute | Pending | $648,745.00 | $0.00 | See FINRA Report |
| Michael J Iacampo | 2166371 | 3 | 11/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erik Robert Flegal | 4726481 | 1 | 01/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Daniel Price | 1851712 | 7 | 12/06/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Craig Daniel Price | 1851712 | 7 | 02/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Daniel Price | 1851712 | 7 | 04/01/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Daniel Price | 1851712 | 7 | 07/10/2014 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |
| Jenee C Peters | 4729371 | 5 | 03/14/2014 | Customer Dispute | Award / Judgment | $34,603.00 | $0.00 | See FINRA Report |
| Jenee C Peters | 4729371 | 5 | 01/02/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jenee C Peters | 4729371 | 5 | 12/19/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |