Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Preston Lam | 6333971 | 2 | 03/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Clement Beattie | 5525167 | 1 | 02/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Martinez | 5192234 | 1 | 11/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Jonathan Pate | 3047655 | 1 | 03/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Hiram Nazario | 6410662 | 4 | 07/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Hiram Nazario | 6410662 | 4 | 06/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Squire Ewing | 4923006 | 1 | 01/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Hiram Nazario | 6410662 | 4 | 12/02/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruben Gonzalez | 2619263 | 3 | 09/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Robinson | 3101822 | 2 | 06/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |