Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trianh Phan | 6315623 | 1 | 12/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruben Gonzalez | 2619263 | 3 | 11/03/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Scott Charles Kottke | 3183317 | 1 | 06/20/2008 | Customer Dispute | Denied | $14,680.00 | $0.00 | See FINRA Report |
| Gabriel Lee Chamberlin | 4947808 | 1 | 11/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luke Bernard Szafranski | 4834166 | 1 | 10/06/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Beck | 6003830 | 1 | 12/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Crystal Lorraine Kelly | 6268021 | 1 | 05/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan William McClain | 5685391 | 1 | 01/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lawrence Frey | 5914088 | 1 | 10/04/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Jon Wurzer | 5099696 | 1 | 04/28/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |