Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Lee Sheets | 5248677 | 8 | 09/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Andrew Smith | 2472129 | 1 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarai Vazquez | 6446183 | 2 | 08/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Preston Lam | 6333971 | 2 | 07/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Evan Stanton Kenebrew | 6502240 | 1 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip McCord | 7038779 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Stark | 5237736 | 2 | 04/02/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Lee Sheets | 5248677 | 8 | 11/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Mothershed | 4713151 | 1 | 03/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Foslien | 6017008 | 1 | 03/18/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |