Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelli Jo Wolters | 7032558 | 1 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brock Nathaniel Nicholas Murphy | 7515192 | 1 | 10/27/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 10/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 09/16/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Robinson | 3101822 | 2 | 09/09/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 08/08/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 07/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maribel Robel | 4206859 | 1 | 05/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 04/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Humberto Antonio Minaya | 5098797 | 1 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |