Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacquelyn Lea Clouser | 6780607 | 10 | 08/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Donna Desantis Venturatos | 1961706 | 1 | 01/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Stark | 5237736 | 2 | 08/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Trina Lanette Ward | 5700343 | 2 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edgardo Rey | 7265076 | 1 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Hiram Nazario | 6410662 | 4 | 06/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Erik Blue | 6378336 | 1 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Michael Bohlman | 4647174 | 1 | 03/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Richard Caldwell | 6584749 | 2 | 12/22/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Mulholland | 7524130 | 1 | 10/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |