Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Erik Blue | 6378336 | 1 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Michael Bohlman | 4647174 | 1 | 03/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Richard Caldwell | 6584749 | 2 | 12/22/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Hali Darlene Terry | 5768189 | 1 | 09/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adhali Larios-Hernandez | 7179182 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Beach | 6394674 | 1 | 05/22/2017 | Customer Dispute | Denied | $45,308.00 | $0.00 | See FINRA Report |
| Joshua Thomas Sheets | 5426159 | 2 | 05/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Thomas Sheets | 5426159 | 2 | 03/23/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Inka Eyvette Ashley-Lassen | 2973299 | 1 | 02/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Trina Lanette Ward | 5700343 | 2 | 02/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |