Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Desantis Venturatos | 1961706 | 1 | 01/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trina Lanette Ward | 5700343 | 2 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edgardo Rey | 7265076 | 1 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Erik Blue | 6378336 | 1 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Richard Caldwell | 6584749 | 2 | 12/22/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adhali Larios-Hernandez | 7179182 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarai Vazquez | 6446183 | 2 | 03/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trina Lanette Ward | 5700343 | 2 | 02/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelli Jo Robbins | 7032558 | 1 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Coleman Harper | 7127827 | 1 | 07/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |