Our Staff has compiled our research into a database of FINRA Broker Disclosures for Transamerica Investors Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Humberto Antonio Minaya | 5098797 | 1 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lee Sheets | 5248677 | 8 | 09/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Andrew Smith | 2472129 | 1 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarai Vazquez | 6446183 | 2 | 08/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Stanton Kenebrew | 6502240 | 1 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip McCord | 7038779 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Jason Bouldin | 2775412 | 1 | 03/23/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Gonzalez | 2619263 | 3 | 09/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |