Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gerard Palumbo | 2623916 | 3 | 07/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gerard Palumbo | 2623916 | 3 | 05/02/2007 | Customer Dispute | Settled | $93,500.00 | $0.00 | See FINRA Report |
| James Gerard Palumbo | 2623916 | 3 | 01/01/2007 | Customer Dispute | Denied | $94,000.00 | $0.00 | See FINRA Report |