Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Matthew Bakalis | 4587325 | 5 | 10/26/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Matthew Bakalis | 4587325 | 5 | 03/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Matthew Bakalis | 4587325 | 5 | 10/03/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Matthew Bakalis | 4587325 | 5 | 10/01/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Matthew Bakalis | 4587325 | 5 | 09/29/2015 | Customer Dispute | Settled | $5,702.02 | $0.00 | See FINRA Report |