Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Duane Dunn | 861857 | 4 | 11/15/2004 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Keith Duane Dunn | 861857 | 4 | 06/01/2004 | Customer Dispute | Settled | $1,892,200.00 | $0.00 | See FINRA Report |
| Keith Duane Dunn | 861857 | 4 | 03/30/2004 | Customer Dispute | Settled | $222,720.00 | $0.00 | See FINRA Report |
| Keith Duane Dunn | 861857 | 4 | 09/19/2002 | Customer Dispute | Settled | $136,304.00 | $0.00 | See FINRA Report |