Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Thomas Hendrix | 3148927 | 1 | 05/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lewis Tatro | 4324021 | 1 | 01/10/2003 | Customer Dispute | Settled | $31,525.10 | $0.00 | See FINRA Report |