Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Narsing Venkat Kommireddi | 3005007 | 2 | 03/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Stickler | 5635893 | 4 | 10/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Klaine Michael Doucette | 2442839 | 1 | 07/06/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Stickler | 5635893 | 4 | 06/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thomas Stickler | 5635893 | 4 | 02/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |