Our Staff has compiled our research into a database of FINRA Broker Disclosures for KA Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Francis Stapleton | 4848451 | 1 | 12/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Marie Miranda | 2579656 | 1 | 02/24/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |