Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Vincent Saltaformaggio | 4599534 | 2 | 07/30/2019 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Andrew Robert Seabough | 6049661 | 2 | 01/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Robert Seabough | 6049661 | 2 | 10/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Daniel Saplicki | 4034795 | 1 | 07/19/2011 | Customer Dispute | Denied | $34,500.00 | $0.00 | See FINRA Report |
| Paul Vincent Saltaformaggio | 4599534 | 2 | 10/30/2008 | Customer Dispute | Denied | $5,949.04 | $0.00 | See FINRA Report |