Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant Mathew Boren | 6514930 | 1 | 05/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Philip Dillenberg | 6195527 | 1 | 06/10/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Jordan Penfield | 6104530 | 1 | 10/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Zachary James Hawkins | 6513159 | 1 | 04/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Boston Ryan Prachyl | 6674692 | 1 | 09/02/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |