Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Behr Kupferberg | 2573519 | 2 | 04/21/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Glenn MacRi | 1314056 | 1 | 10/25/2002 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Charles Edward Thoele | 1305006 | 3 | 08/06/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Eric Scott Bodner | 1384178 | 2 | 01/01/1995 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Eric Scott Bodner | 1384178 | 2 | 12/13/1994 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Keith David Stoloff | 1740846 | 1 | 06/20/1994 | Customer Dispute | Settled | $41,700.00 | $0.00 | See FINRA Report |