Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Robert Johnson | 3095459 | 1 | 02/22/2010 | Customer Dispute | Settled | $324,575.00 | $0.00 | See FINRA Report |
| Joseph Berkson Glossberg | 2515513 | 1 | 12/28/2009 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| James Joseph McGinty | 2813265 | 1 | 08/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Lee Henderson | 2923145 | 2 | 08/15/2008 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Jonathan Paul Tenney | 2843341 | 1 | 08/15/2008 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Daniel Paul Damond | 2791717 | 1 | 05/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Harris | 1458891 | 1 | 04/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gordon Hassenplug | 3126165 | 1 | 02/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Behr Kupferberg | 2573519 | 2 | 02/17/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peder Andrew Schmitz | 2869940 | 1 | 09/27/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |